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Chiron Securities LLC Business Continuity Plan

Client Disclosure Statement

Chi­ron Secu­ri­ties LLC has devel­oped a Busi­ness Con­ti­nu­ity Plan for how we will respond to events that sig­nif­i­cant­ly dis­rupt our busi­ness. Since the tim­ing and impact of dis­as­ters and dis­rup­tions is unpre­dictable, we will have to be flex­i­ble in respond­ing to actu­al events as they occur. With that in mind, we are pro­vid­ing you with this infor­ma­tion on our busi­ness con­ti­nu­ity plan. 

Con­tact­ing Us – If after a sig­nif­i­cant busi­ness dis­rup­tion you can­not con­tact us as you usu­al­ly do at 7139299080 or email at sjohnson@​chironfinance.​com, you should call our alter­na­tive num­bers 7139299081 or 7133055951, or go to https://​www​.chi​ron​fi​nance​.com.

Our Busi­ness Con­ti­nu­ity Plan – We plan to quick­ly recov­er and resume busi­ness oper­a­tions after a sig­nif­i­cant busi­ness dis­rup­tion and respond by safe­guard­ing our employ­ees and prop­er­ty, mak­ing a finan­cial and oper­a­tional assess­ment, pro­tect­ing the firm’s books and records, and allow­ing our cus­tomers to trans­act busi­ness. In short, our busi­ness con­ti­nu­ity plan is designed to per­mit our firm to resume oper­a­tions as quick­ly as pos­si­ble, giv­en the scope and sever­i­ty of the sig­nif­i­cant busi­ness disruption. 

Our busi­ness con­ti­nu­ity plan address­es: data back­up and recov­ery; all mis­sion crit­i­cal sys­tems; finan­cial and oper­a­tional assess­ments; alter­na­tive com­mu­ni­ca­tions with cus­tomers, employ­ees, and reg­u­la­tors; alter­nate phys­i­cal loca­tion of employ­ees; crit­i­cal sup­pli­er, con­trac­tor, bank and counter-par­ty impact; reg­u­la­to­ry report­ing; and assur­ing our cus­tomers prompt access to their funds and secu­ri­ties if we are unable to con­tin­ue our business. 

Vary­ing Dis­rup­tions – Sig­nif­i­cant busi­ness dis­rup­tions can vary in their scope, such as only our firm, a sin­gle build­ing hous­ing our firm, the busi­ness dis­trict where our firm is locat­ed, the city where we are locat­ed, or the whole region. With­in each of these areas, the sever­i­ty of the dis­rup­tion can also vary from min­i­mal to severe. In a dis­rup­tion to only our firm or a build­ing hous­ing our firm, we will trans­fer our oper­a­tions to one or more local site(s) when need­ed and 

expect to recov­er and resume busi­ness with­in 1 – 2 hours. In a dis­rup­tion affect­ing our busi­ness dis­trict, city, or region, we will trans­fer our oper­a­tions to a site or sites out­side of the affect­ed area and recov­er and resume busi­ness with­in 1 – 2 hours. In either sit­u­a­tion, we plan to con­tin­ue in busi­ness, and noti­fy you through our web site, https://​www​.chi​ron​fi​nance​.com or our cus­tomer emer­gency num­bers, 7139299081 and 7133055951 how to con­tact us. If the sig­nif­i­cant busi­ness dis­rup­tion is so severe that it pre­vents us from remain­ing in busi­ness, we will assure our customer’s prompt access to their funds and securities. 

For more infor­ma­tion – If you have ques­tions about our busi­ness con­ti­nu­ity plan­ning, you can con­tact us at 7139299080

This plan is sub­ject to mod­i­fi­ca­tion. An updat­ed sum­ma­ry will be prompt­ly post­ed on our Web site and cus­tomers may alter­na­tive­ly obtain updat­ed sum­maries by request­ing a writ­ten copy by mail. 

Last Updat­ed: Octo­ber 112021